EXPERIENCE

Our senior management team combine over 80 years’ experience of the regulatory, investment and financial services industries.

REGULATORY EXPERIENCE

Our regulatory compliance expertise has covered:

UK INSTITUTIONAL FUND MANAGEMENT

US INSTITUTIONAL FUND MANAGEMENT

EUROPEAN INSTITUTIONAL FUND MANAGEMENT

JAPANESE INSTITUTIONAL FUND MANAGEMENT

UK PRIVATE CLIENT FUND MANAGEMENT

EUROPEAN PRIVATE CLIENT FUND MANAGEMENT

ALTERNATIVE INVESTMENT MANAGEMENT

  • Hedge fund management
  • Private equity
  • Venture capital
  • Property fund management

SECURITIES AND FUTURES FIRMS

CORPORATE FINANCE FIRMS

REGULATORY AND RISK PROGRAMMES

INTERNATIONAL REGULATION AND COMPLIANCE

  • The Securities Exchange Commission (SEC)
  • Dubai Financial Services Authority (DFSA)
  • Jersey Financial Services Commission (JFSC)
  • Guernsey Financial Services Commission (GFSC)

Our experience has been gained at the:

  • Investment Management Regulatory Organisation (IMRO)

  • Financial Services Authority (FSA)

  • Goldman Sachs (New York and London)

  • Abbey National

  • Santander

  • Friends Provident

  • Alexanders Discount Plc

  • Legal & General Investment Management

  • Credit Suisse Buckmaster Moore

  • Klienwort Grieveson

  • Credit Lyonnais Laing

  • Yamaichi International (Europe)