Over 40 years’ experience in the investment and financial services industry.

Experience working in institutional segregated and pension fund management and primary and secondary broking in the UK and European equity markets:

  • Legal & General Investment Management

  • Credit Suisse Buckmaster Moore

  • Klienwort Grieveson

  • Credit Lyonnais Laing

  • Yamaichi International (Europe)

Experience as a senior regulatory and compliance professional and consultant at major financial institutions:

  • Investment Management Regulatory Organisation (IMRO)

  • Financial Services Authority (FSA)

  • Abbey National

  • Santander

  • Friends Provident

Regulatory and supervision experience:

  • Hedge funds

  • Institutional and private client fund management

  • Property Fund Management

  • Private equity and venture capital

  • Private banking and retail investment administration

  • Corporate finance

  • Stockbroking

  • Distribution and placement agents

  • SIPP

  • Wrap