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and does not guarantee the contents of the website you are about to enter.

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Senior Management

Experience

Our senior management team combine over 60 years experience of the Regulatory, Investment and Financial Services industries.

Regulatory Experience

Our regulatory compliance expertise has covered:

UK Institutional Fund Management
US Institutional Fund Management
European Institutional Fund Management
Japanese Institutional Fund Management
UK Private Client Fund Management
European Private Client Fund Management
Alternative Investment Management
  • Hedge Fund Management
  • Private Equity
  • Venture Capital
  • Property
Securities and Futures Firms
Corporate Finance Firms
Regulatory and risk programmes
International regulation and compliance
  • The Securities Exchange Commission (SEC)
  • Dubai Financial Services Authority (DFSA)
  • Jersey Financial Services Commission (JFSC)
  • Guernsey Financial Services Commission (GFSC)

Our experience has been gained at the:

  • Investment Management Regulatory Organisation (IMRO)
  • Financial Services Authority (FSA)
  • Goldman Sachs (New York and London)
  • Abbey National
  • Santander
  • Friends Provident
  • Alexanders Discount Plc
  • Legal & General Investment Management
  • Credit Suisse Buckmaster Moore
  • Klienwort Grieveson
  • Credit Lyonnais Laing
  • Yamaichi International (Europe)