Senior Management
Experience
Our senior management team combine over 60 years experience of the Regulatory, Investment and Financial Services industries.
Regulatory Experience
Our regulatory compliance expertise has covered:
UK Institutional Fund Management
US Institutional Fund Management
European Institutional Fund Management
Japanese Institutional Fund Management
UK Private Client Fund Management
European Private Client Fund Management
Securities and Futures Firms
Corporate Finance Firms
Regulatory and risk programmes
Our experience has been gained at the:
- Investment Management Regulatory Organisation (IMRO)
- Financial Services Authority (FSA)
- Goldman Sachs (New York and London)
- Abbey National
- Santander
- Friends Provident
- Alexanders Discount Plc
- Legal & General Investment Management
- Credit Suisse Buckmaster Moore
- Klienwort Grieveson
- Credit Lyonnais Laing
- Yamaichi International (Europe)