| Who
are we? |
| LWF is
a specialist firm of UK Regulatory Compliance and Financial Services practitioners
with exceptional industry experience and first hand knowledge of regulatory
techniques and procedures. |
| LWF provides
bespoke regulatory and compliance guidance and assistance to the banking,
securities and futures, corporate finance and the traditional and alternative
asset management sectors, including institutional, wealth management and
private client, hedge fund and private equity. |
| LWF's senior
practitioners and partners combine extensive experience and expertise
in the regulatory, investment and financial services industries. The senior
management team is exclusively comprised of ex-regulators and supervisors
from the Financial Services Authority and the former Self-Regulatory Organisations. |
| Our
belief? |
| LWF believes
that good compliance equates with best business practice, enhancing a
firm's relationship with its clients and minimising reputation risks. |
| Our
aim? |
| LWF provides
cost effective regulatory and compliance advice, guidance and assistance
that is clear, practical and relevant to the nature and size of a firm. |
| LWF offers
a detailed and diverse range of regulatory and compliance services, from
assistance with the authorisation process, regulatory advice and the compilation
of compliance manuals and procedures to full compliance monitoring reviews
and reports and regulatory due diligence and investigative work. |
| LWF offers
flexibility in meeting a firm's requirements, covering whatever level
of assistance a firm might need and acts as a one-stop facility for many
of the outsourcing needs of a firm's business. |