| LWF's
intention is to ensure that a firm's regulatory and compliance obligations
and responsibilities are met in the most cost effective and efficient
manner. |
|
LWF's
Specific Services include:
|
| • |
Compliance
and Regulatory advice and guidance
|
| • |
Assistance
with the Authorisation process and work |
| • |
Ongoing
regulatory and compliance support services, including the establishment
of bespoke compliance manuals, compliance monitoring and anti-money laundering
procedures and monitoring programmes tailored to the actual activities
of a firm |
| • |
Regular
periodic and ad-hoc on-site compliance reviews, assessments and Board
reports |
| • |
Regulatory
due diligence, investigations and enforcement work |
| • |
Corporate
governance |
| • |
Regulatory
and compliance training and competence |