We believe that good compliance equates with best business practice, enhancing your relationship with your clients and minimising reputational and regulatory risks.
Our aim is to provide cost effective regulatory compliance advice and guidance that is clear, practical and relevant to the nature and size of your business.
We tailor our services to meet your needs and requirements.
We offer flexibility to meet your specifications, covering whatever level of assistance you might need and will act as a one-stop facility for many of the compliance needs of your business.
We offer a detailed and diverse range of regulatory and compliance services, including but not limited to assisting with your FCA Part 4A authorisation, your AIFMD authorisation, your EuVECA authorisation; provision of regulatory compliance advice and the compilation of compliance manuals and policies and procedures to full compliance monitoring reviews and reports and regulatory due diligence and investigative work.
FCA's regulations require you to be responsible for ensuring your compliance with the regulatory system, whether or not you use us.
For more information about LWF Consulting and its services, please Contact Us.
Our senior management team combine over 60 years experience gained at:
- Investment Management Regulatory Organisation (IMRO)
- Financial Services Authority (FSA)
- Goldman Sachs (New York and London)
- Abbey National
- Friends Provident